sources to support the reasonableness of the assumptions used in the fair value measurement of the observation decks as planned. PACE thus requested another deadline extension to 31 January 2018. If the
viewed at https://sustainablefinance.sec.or.th/Bond . The SEC has developed and launched the “ESG Product Platform” in January this year to be used as a comprehensive and alternative information
-retail offering rules already in force, the ASEAN CIS cross-border offering rules will be comprehensive and more user-friendly. The proposed drat rules have been developed under the ASEAN Capital Markets
access to investment-related information. To fulfill this mission, the SEC developed the "Mutual Funds Insight" microsite to serve as a center of knowledge, services, and tools related to mutual fund
information and contact details of service providers. SEC Secretary-General Vorapol Socatiyanurak said with more than 100,000 downloads of its predecessors the SEC developed mobile app ?start-to-invest III? in
characteristics. - Having the following efficient systems in place: (1) trading system, (2) information and database system with audit trail, (3) market surveillance system, (4) preventive measure against unfair
model, the number of clients and the transaction volume; 4) Rectifying the operation under the work system which promotes and maintains orderly market surveillance on the trading system
ของระบบซื้อขายให้มีความเรียบร้อย (Market Surveillance)
make without using inside information.SEC Secretary-General Thirachai Phuvanatnaranubala said, ?Trading of listed securities has been regularly monitored by state of the art surveillance system of the
) ด้านการติดตามดูแลการซื้อขายในตลาดการเงินหรือตลาดทุน การกำกับดูแลการปฏิบัติตามกฎเกณฑ์ หรือการบังคับใช้กฎหมาย (Surveillance/Regulatory Experience)(2) ให้คณะกรรมการ ก.ล.ต. สามารถกำหนดความรู้หรือ