the client has withdrawn or deposited cash in a margin account, as the case may be. (7) prepare and submit reports to the client at least once a month. Such report shall provide a summary of the

execute, amend, negotiate contracts and/or any other documents with the relevant persons, prepare, liaise, give information and submit documents and evidence to the Office of the Securities and Exchange

advisor and other relevant persons, including the authority to execute, amend, negotiate contracts and/or any other documents with the relevant persons, prepare, liaise, give information and submit

Class 1 transaction, and the Company is required to perform the following duties: (1) To prepare a report and disclose an information memorandum on the asset acquisition to the Stock Exchange; (2) To

Class 1 transaction, and the Company is required to perform the following duties: (1) To prepare a report and disclose an information memorandum on the asset acquisition to the Stock Exchange; (2) To

profit from the operation basis. As a result, the transaction is classified as a Class 1 transaction, and the Company is required to perform the following duties: (1) To prepare a report and disclose an

.  Prepare the assessment report for the relevant task/audience on the assessment of the entity/activity The assessment report is a document that contains all the information necessary to make the conclusion

affix signature in giving opinions on the auditing of the following businesses: (1) a company applying for an offer for sale of newly issued securities; (2) an issuing company having the duty to prepare

results of the performance, with adequate details and within proper time, to the client . Clause 44 In case it is necessary to engage in agreement before beginning any service, an intermediary shall prepare

(UNOFFICIAL TRANSLATION) Codified up to No.9 As of 20 February 2017 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Capital Market Supervisory Board No. TorThor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries _____________________________ By virtue of Section 16/6 an...