Securities and Exchange Commission Notification of the Office of Securities and Exchange Commission No. SorThor. 55/2546 Re: Report Forms of Securities Companies _____________ By virtue of Section 109 of the
Commission Notification of the Office of Securities and Exchange Commission No. SorThor. 55/2546 Re: Report Forms of Securities Companies _____________ By virtue of Section 109 of the Securities and Exchange
of the Office of Securities and Exchange Commission No. SorThor. 55/2546 Re: Report Forms of Securities Companies _____________ By virtue of Section 109 of the Securities and Exchange Act B.E. 2535
office service as specified in Section 153 (3) of the Securities Exchange Act B.E. 2535 (1992). Derivatives broker which use such service as specified in the first paragraph shall notify details relating
undertake back office service as specified in Section 153 (3) of the Securities Exchange Act B.E. 2535 (1992). Derivatives broker which use such service as specified in the first paragraph shall notify
shares of such company, whereby such company obtains an approval from the SEC to undertake back office service as specified in Section 153 (3) of the Securities Exchange Act B.E. 2535 (1992). Derivatives
seventy-five percent of the total sold shares of certain company, whereby such company obtains a permission from the SEC to undertake business in the category of back office service as specified in Section
the total sold shares of certain company, whereby such company obtains a permission from the SEC to undertake business in the category of back office service as specified in Section 153 (3) of the
specified in Section 153 (3) of the Securities and Exchange Act B.E. 2535 (1992). A Securities company which use such service as specified in the first paragraph shall notify details relating to scope of
Commission Re: Guidelines for Application and Approval for Appointment of Person to be Director and Executive of Derivatives Business Operator B.E. 2553 (2010) _________ Whereas Section 24 of the Derivatives