Activity Report 61En INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2018 INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2018 Executive Summary....................................................................................02 Quality Assurance Review Panel........................................03 Activities for Enhancing Financial Reporting Quality.................................................................................................07 Summary of Audit Inspection Results A. Firm-Le...
impacts and outcomes is reduced and sometimes is not necessary. Specific recommendations on impact reporting will be covered in a separate guidance document. Technical Working Groups and Industry Working
แยกดังกล่าวให้มีสายการรายงานต่อผู้รับผิดชอบที่ต่างกัน (Separate reporting line) รวมทั้งจัดให้มีผู้ที่รับผิดชอบด้านการบริหารความเสี่ยง 4. มีหน่วยงานที่กำกับดูแลและติดตามตรวจสอบการปฏิบัติงาน
, who have duty to communicate with or provide services to the client , to display themselves, by ways and means as determined by the intermediary , that they are assigned by the intermediary to provide
the retail market still display continuous growth. 2. Net Marketing Margin decreased compared to the previous year, mainly from the retail channel which is the main sales channel. This was a result of
to be deemed that the trustee has already performed in accordance with the authority and duty; (3) trustee or registrar of units has the right to refuse to display names in the register of the
.(EKH) นาย เมธา วนดิลก ผู้รายงาน ใบสำคัญแสดงสิทธิที่จะซื้อหุ้น 29/11/2564 100,000 2.11 ขาย Link Click here to display all results Last updated on 20 September 2023
fairness of their duty performance. • Board performance evaluation1 For proper supervision and review of their performance, the SEC Board, the CMSB and the Audit Committee must undergo separate annual
already launched the Linkage in 2012. In addition, the SEC cooperated with agencies outside the region and signed separate MOUs with financial and capital market regulators of Luxemburg and South Korea to
to identify green activities and separate them from non-green activities. Globally, there are three different methods used to define green: Whitelist-based taxonomies, which identify compliant