TRANSLATED VERSION As of August 27, 2014 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. 37 Notification of the Capital Market Supervisory Board No. TorThor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries _____________________________ By virtue of Section 16/6 and Section 113 of the Sec...
providing services relevant to renting or using area, as the case may be. “SET” means the Stock Exchange of Thailand. Clause 2 This Notificaiton: (1) contains regulations to be used in conjunction with the
increase of the capital under a general mandate may be carried out when it is clearly stated that the units will be allotted accordingly to the ratio and rules set out in the notification of the Stock
giving advice concerning the investment or procurement for benefit from mutual fund assets to management company in any types of fund; “Securities exchange” means The Stock Exchange of Thailand
Stock Exchange of Thailand; “Authorized person in private fund management” means the following persons: (1) Any person, who take responsibility in private fund management, from the position of private
; “Securities exchange” means The Stock Exchange of Thailand; “Authorized person in private fund management” means the following persons: (1) Any person, who take responsibility in private fund management, from
the Stock Exchange of Thailand (SET) or any other organised and regulated exchange in Thailand, e.g. ETF) Representative 20) Name of proposed representative in Thailand
data indicating risks in fund prices in response to the volatility of the stock market of the equities in which the fund invested. The calculation method shall be in accordance with the rules of the
volatility in comparison to the market shall be displayed as one of the statistical data indicating risks in fund prices in response to the volatility of the stock market of the equities in which the fund
volatility of the stock market of the equities in which the fund invested. The calculation method shall be in accordance with the rules of the Association of Investment Management Companies. In case of index