the Securities and Exchange Commission KorThor. 26/2560 Determination of Paid-Up Registered Capital of Licensed Operators to Undertake Derivatives Business 31/10/2017 01/12/2017 Contact The
... (UNOFFICIAL TRANSLATION) Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. The SEC Thailand cannot undertake
Approval of Securities Business Undertaking to allow commercial banks and other financial institutions to undertake Sukuk brokerage, dealing and underwriting businesses. Development of Sukuk is part of the
enter the criminal fining process; therefore, the inquiry official of the Economic Crime Suppression Division of the Royal Thai Police (ECSD) was notified of the matter to undertake further legal
Section 90 of the Securities and Exchange Act B.E. 2535 (1992) (SEA) which states that no person shall undertake securities business without license. Violator of Section 90 is subject to penalties under
the business entities which have obtained company registration from the Ministry of Commerce have legitimacy to undertake derivatives businesses which in fact require separate licenses from the SEC
. ** Securities company means any company, or financial institution licensed to undertake securities business under the Securities and Exchange Act B.E. 2535 (1992) (SEA).
consideration. Up until now, the Bank of Thailand has allowed only mutual funds, provident funds and proprietary portfolios of securities and asset management companies to undertake offshore investments
part by their engagement and influence. The key is to make conscious decisions about whether, and where, engagement fits into the investment strategy. For those inclined to engage, active investors—those