” หมายความว่า Memorandum of Understanding (MoU) between the Securities and Futures Commission of Hong Kong (SFC) and the Securities and Exchange Commission of Thailand (SEC) Concerning Mutual Recognition of
the Securities and Exchange Commission Note: please note that the contents added in brackets [….] have only been provided in the English version for clearer understanding. the law on interest on loan
note that the contents added in brackets [….] have only been provided in the English version for clearer understanding.
been provided in the English version for clearer understanding.
of client contact and services in the five steps as follows: 1) exploring and understanding customers 2) constructing an investment portfolio 3
, employs a proper internal control system, and establishes an efficient and effective risk management system. To perform such roles, the audit committee, therefore, needs adequate knowledge and understanding
of client contact and services in the five steps as follows: 1) exploring and understanding customers 2) constructing an investment portfolio 3
evolving scientific understanding. They will thus be reviewed after 3 years. These Criteria may be subject to change sooner if future industry standards are underpinned by differing criteria. This will
become capable of giving advice on saving and investment choices that are suitable for their clients’ needs and risk profiles. The banks have also consistently promoted public knowledge and understanding