Anti-corruption เรื่อง หน่วยงาน/ ประเทศ ISO 37001 Anti-Bribery Management Systems Standard ISO Foreign Corrupt Practice Act USA Bribery Act 2010 UK OECD working
. “securities company” means an entity granted a license to undertake securities business in the category of securities brokerage. “Notification on Standard Conduct of Business” means the Notification of the
International Standard on Quality Control 1 (ISQC1) issued by the International Federation of Accountants (IFAC). Additionally, the firm consents audit quality inspection carrying out by inspectors of the SEC. 2
valuable ESG information for use when analyzing and valuing securities. No global standard exists for integrating ESG information into investment analysis and valuation; the integration of ESG information
developing audit work. Participated by the representatives from ACRA Singapore, SC Malaysia, International Accounting Standard Board (IASB) and SEC Thailand, the 2nd ASEAN Financial Statement Surveillance
. --------------------------------------* Notification of the Capital Market Supervisory Board No. Tor Thor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities
amendment of the Securities and Exchange Act which aims to raise the standard of mutual fund management in Thailand and offers investors for more protection. The amendment of the act has been passed by the
digital asset ecosystem. Furthermore, standard training courses will be promoted to ensure that personnel in the digital asset industry will have sufficient knowledge and competency for providing services
กำกับดูแลในการนำ International Standard on Quality Management (ISQM) มาถือปฏิบัติ และส่งเสริมให้บุคคลและองค์การดังกล่าวเตรียมความพร้อมในการนำ ISQM มาปฏิบัติได้อย่างมีประสิทธิผล โดยได้รับเกียรติจาก
ระดับ ASEAN ในการสร้าง initiative roadmap สำหรับตลาดทุน มุ่งสู่เศรษฐกิจสีเขียว เช่น ESG disclosure standards the ASEAN taxonomy, transition standard และ ASEAN ESG fund standards