that shareholders of the same series or class are treated equally and afforded protection against abusive or oppressive conduct by the company or its management, including market manipulation, false or
capital market products . Additionally, the intermediary shall arrange the advertisement in accordance with the following rules: (1) the advertisement shall not be in the manner of false statement, being
(UNOFFICIAL TRANSLATION) Codified up to No.9 As of 20 February 2017 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Capital Market Supervisory Board No. TorThor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries _____________________________ By virtue of Section 16/6 an...
(UNOFFICIAL TRANSLATION) Codified up to No.9 As of 20 February 2017 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Capital Market Supervisory Board No. TorThor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries _____________________________ By virtue of Section 16/6 an...
จาก IP address ที่ใช้ยืนยันตัวตนสำเร็จ - Biometric : เป็นปัจจัยที่มีโอกาสเกิดความผิดพลาดในการยอมรับ (false matching) เนื่องจากอยู่บนพื้นฐานของความน่าจะเป็น ในขณะที่การยืนยันตัวตนด้วยปัจจัยประเภทอื่นใช้
UNOFFICIAL TRANSLATION Codified up to No. 12 As of 14 February 2017 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Capital Market Supervisory Board No. Tor Jor. 49/2555 Re: Issuance and Offer for Sale regarding Units of Real Estate Investment Trust _____________________ By virtue of Section 16/6 of the Securities and Exchange Act B.E. 2535 (1992) as amended by the Securities and Exchange Ac...
following cases currently under the consideration of the SEC Office: 1. dishonest act or gross negligence; 2. disclosure or dissemination of information or a false statement that may be misleading or
(UNOFFICIAL TRANSLATION) Codified up to No.12 As of 6 August 2018 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. FNotification of the Capital Market Supervisory Board No. Tor Nor. 1/2554 Re: Rules, Conditions and Procedures for Establishment and Management of Infrastructure Funds _____________ By virtue of Section 16/6 of the Securities and Exchange Act B.E. 2535 (1992), as amended by the Securities and Exchan...
1 แนวทางปฏิบัติในการน าเทคโนโลยี มาใช้ในการท าความรู้จักลูกค้า ส านักงานคณะกรรมการก ากับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) เมษายน 2562 https://www.google.co.th/url?sa=i&rct=j&q=&esrc=s&source=images&cd=&cad=rja&uact=8&ved=0ahUKEwiqk_Hzv9vWAhVJQo8KHVCjD84QjRwIBw&url=https://www.thunhoon.com/%E0%B8%81-%E0%B8%A5-%E0%B8%95-%E0%B9%80%E0%B8%9B%E0%B8%B4%E0%B8%94%E0%B9%80%E0%B8%9C%E0%B8%A2%E0%B8%81%E0%B8%A3%E0%B8%A3%E0%B8%A1%E0%B8%81%E0%B8%B2%E0%B8%A3%E0%B8%9A%E0%B8%A3%E0%B8%B4%E0%B8%A9/&psig=AOvVaw0y...
พลาด ของลูกค้าจาก IP address ที่ใช้ยืนยันตัวตนส าเร็จ - Biometric : เป็นปัจจัยที่มีโอกาสเกิดความผิดพลาดในการยอมรับ (false matching) เนื่องจากอยู่บนพ้ืนฐานของความน่าจะเป็น ในขณะที่การยืนยันตัวตนด้วยปัจจัย