;Multilateral Memorandum of Understanding Concerning Consultation and Cooperation and the Exchange of Information (MMOU) “หน่วย

personal data from its cooperation with governmental agencies: Data for consideration of approval and inspection of wrongdoings from the Bank of Thailand (BOT) and the Office of the Insurance Commission (OIC

Securities and Exchange Commission of Thailand Concerning Mutual Recognition of Covered Funds and Covered Management Companies and related Cooperation (HK-TH MRF MoU). In this regard, the Thai Covered Asset

Exchange Commission of Thailand Concerning Mutual Recognition of Covered Funds and Covered Management Companies and related Cooperation (“MoU”)? Yes No If “No”, please specify

Covered Funds and Covered Management Companies and related Cooperation (“MoU”)? Yes No If “No”, please specify _____________________________________________________

หรือผูรับผิดชอบใน การดำเนินการตามโครงการดังกลาว ดังนี้ 17 NAV > (1) หนวยงานกำกับดูแลของประเทศกลุมอาเซียนที่ลงนามรวมกันใน Memorandum of Understanding Concerning Cooperation and Exchange of

working paper which must be maintained as a record for a minimum of 3 years; Reporting to the SEC of any non-cooperation cases of the clients. Failure to report to the SEC will be deemed FAs' flaws

regulatory sides toward impending changes. It is going to be another challenging year. Strong cooperation of all parties, however, will take us through obstacles and toward our mutual goals

working paper which must be maintained as a record for a minimum of 3 years; Reporting to the SEC of any non-cooperation cases of the clients. Failure to report to the SEC will be deemed FAs' flaws

1 โดย ฝ่ายส่งเสริมความยั่งยืน สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ องค์การเพื่อความร่วมมือทางเศรษฐกิจและการพัฒนา (Organization for Economic Cooperation and Development: “OECD”) ได้ออก