as a professional. Clause 8 The policy for outsourcing operational function to a service provider under Clause 7(1) shall specify details and comply with the following rules: (1) scope and nature of
caused by risk arising from business operation to the extent that it does not have an adverse affect on the business operation of the securities company. Risk to be taken into appraisal in risk management
Given to Commercial Banks to Act as Identity Provider or Source of Data in the Digital Format, effective from September 4, 2018. The regulation extends the business scope of banks which show readiness in
60.99 percent of total value of consideration paid or received (in case of investment disposal to the extent that a subsidiary or affiliate no longer viable) based on the audited financial statement as at
60.99 percent of total value of consideration paid or received (in case of investment disposal to the extent that a subsidiary or affiliate no longer viable) based on the audited financial statement as at
of connected transaction Type of transaction : Transaction relating to assets and services Transaction volume : Baht 7,350,000.- ( 0.67% of NTA of the Company ) Above transaction came under the scope
scope of rules and regulations which would serve as standards for derivatives fund management must be set out for the supervision of the derivatives business in the category of derivatives fund management
manager will appropriately manage the investments for investors to protect and maintain the best interest of investors under acceptable risk exposure, it is necessary that the scope of rules and regulations
derivatives fund manager will appropriately manage the investments for investors to protect and maintain the best interest of investors under acceptable risk exposure, it is necessary that the scope of rules
: Transaction relating to assets and services Transaction volume : Baht 4,246,200 ( 0.38% of NTA of the Company ) Above transaction came under the scope of connected transactions for listed companies as specified