public interested in derivatives trading to deal only with licensed persons to ensure proper legal protection. The official list of licensees and their authorized scope of business can be viewed at the SEC
official list of licensees and their authorized scope of business can be viewed at the SEC website (www.sec.or.th.) To report any suspicious unauthorized acts, please call the SEC Help Center at 0-2263-6000
provide the five-step wealth advisory service under the scope of their licensed business. Other interested business operators may submit an application for approval to SEC and SEC will consider their
as consultants to securities companies or relating to investment management, and other work within the scope of performing duties as personnel in the capital market business.
implementation. 2. Entering a Business Assistance Agreement with AM: IFA is of view that the scope of services, service fee, and other terms and conditions from the agreement are reasonable for GJS?s current
giving advice on trading derivatives contracts with underlyings of gold, precious metals, oil and foreign currencies, in a foreign market beyond the scope of permissible businesses granted to her employer
Previously SEC had a policy to support securities companies and derivatives business operators in Thailand (or intermediary business operators) to expand their scope of services for Thai investors to
competitive advantage and promoting mutual business development. 2. To allow the Company to sell land and building in Lamphun Province to Saha Pathanapibul Plc. which is within the scope of a related
enterprise sector, expanding the scope of services and customers in the Private sector have continued growth for both new customers and current customers that expand the scope of services in the insurance
mainly increased from the customers in the Government and State enterprise sector, expanding the scope of services and customers in the Private sector have growth for both new customers and current