position as a chief executive officer of TUCC. This case is in the process of the public prosecutor. SEC Act S.241 Criminal Complaint Filed with an Inquiry Official Dated 13/03/2015

Mr. SUPORNCHAI SIRIWOHARN Mr. Supornchai Siriwoharn, the chief executive officer of the International Engineering Public Company Limited (“IEC”), a person responsible for the operation of IEC to

virtue of his position as a Chief Executive Officer of ESTAR. SEC Act S.241 Settlement Committee Meeting No. 8/2015 Settlement Committee Order No. 63/2015 Dated 17/09/2015

Mr.Chai Sophonpanich Mr.Chai Sophonpanich (“Mr.Chai”) , then chairman and chief executive officer of Bangkok Insurance Public Company Limited ("BKI"), proposed a dividend payment plan for

President and Chief Executive Officer of Bangkok First Investment & Trust Public Company Limited (BFIT), solicited the other person to purchase BSEC shares between December 23, 2010 and January 6, 2011

. Thaisri Insurance obtained the material non- public information by Mr.Natee Panichchewa, director and chief executive officer. SEC Act S.241 Settlement Committee Meeting No. 6/2016 Settlement Committee

Mr.Natee Panichewa During 13-28 September 2012 and 17-25 October 2012, Mr.Natee Panichewa, director and chief executive officer of Thaisri Insurance Public Company Limited (Thaisri Insurance

Mr. Peeradej Tanruangporn Mr. Peeradej Tanruangporn, the Chief Executive Officer of a digital asset exchange and a digital asset broker called Upbit Exchange (Thailand) Company Limited ("Upbit

Mr. Akalarp Yimwilai Mr. Akalarp Yimwilai, the Chief Executive Officer of Zipmex Company Limited ("Zipmex"), is responsible for the operation of Zipmex. His order or action resulted in the

Mr. Akalarp Yimwilai Mr. Akalarp Yimwilai, the Chief Executive Officer of Zipmex Company Limited ("Zipmex"), is responsible for the operation of Zipmex. His order or action, or his failure