a duty required to be performed. SEC Act S.300 in conjunction with 33 Criminal Complaint Filed with an Inquiry Official Dated 23/06/2022

12 months of net profit criteria, the size of transaction would be equal to 10.28%, thus, such disposal would be required to report to the SET as specified in the Acquisition or Disposal Notification

Qualifications Related Work Experiences Required Examinations Securities Investment Analysis Related Rules on Investment Analysis Person approved or registered to perform duties in the same manner as ASEAN

The material events in the proposed rules are those already specified and currently required by the Stock Exchange of Thailand (SET) to be reported by listed companies. The proposed rules would allow

on investment advisor via crowdsourcing which are required to be granted SEC licenses. Investment advice must be made to general, not specific, investors and must be independent advice without

Businesses, dated 3 July 2018) is to be revoked;                 2) DA operators are to be required to seek approval from their CEO* before launching any advertisement. Additionally, DA operator’s Compliance

PE Trust status with the SEC and transfer unit trusts to others in accordance with the investment and condition requirements as prescribed by the Revenue Department. Currently, PE trustees are required

revisions, the business operators will be required to have in place a sound internal control system, by taking into account the utmost interest of customers, for preventing the use of inside information and

the name of instruments comply with the requirements. Face value of bills - - - Fast Track - - - Period of time required in observing + considering the application Observation and consideration period

to the existing PVD, the AMC would be required to disclose the PVD factsheet of the newly added investment policy before offering such investment policy to PVD’s fund committees. For a pooled fund, the