, published in the Government Gazette, General issue, Vol. 118, Special Section 91Ngor, dated 19 September 2001. The Notification of the Securities and Exchange Commission, No. KorNor. 42/2544 Re: Rules

. provision regarding the release or substitution of assets securing the issue. D. Liens In case of issuing secured debt securities, disclose the kind and priority of any lien securing the issue, as well as the

, General Issue, Volume 119, Special Section 15Ngor, dated 22 February 2002.

Exchange Commission Published in the Government Gazette, General Issue, Volume 119, Special Section 15Ngor, dated 22 February 2002.

Exchange Commission Published in the Government Gazette, General Issue, Volume 119, Special Section 15Ngor, dated 22 February 2002.

ที่อาจเกิดขึ้นจากการที่ผู้ประกอบธุรกิจมีสถานะเงินลงทุนในรายหลักทรัพย์ ที่เป็นสัดส่วนที่สูงเมื่อเทียบกับมูลค่า issue ทั้งหมดของหลักทรัพย์ดังกล่าว ซึ่งจะส่งผลให้การล้างสถานะเงินลงทุน (liquidation) ทำได้

give the securities company sufficient time for preparing or taking any action to allocate fund or solve an issue of maintaining the financial position possibly arising from operational risk. Clause 4 A

give the securities company sufficient time for preparing or taking any action to allocate fund or solve an issue of maintaining the financial position possibly arising from operational risk. Clause 4 A

give the securities company sufficient time for preparing or taking any action to allocate fund or solve an issue of maintaining the financial position possibly arising from operational risk. Clause 4 A

issue date. Clause 7 The application fee and the license for establishment shall be according to the following rates: (1) the application fee for the establishment of an association related to securities