with law on protection and suppression of money laundering; (4) was convicted by the court’s final judgment on the offences relating to property committed https://www.sec.or.th/EN/Pages/LawandRegulations
2024: https://publish.sec.or.th/nrs/10219p_r.pdf; (3) Notification of the Office of the Securities and Exchange Commission No. Sor Ror. 11/2567 Re: Provisions relating to Particulars, Terms
challenges in applying the guiding principles framework and to promote discussions, exchange of ideas and cooperation on various issues relating to business and human rights. SEC’s
SEC Secretary-General Rapee Sucharitkul said that SEC has issued the notification relating to business operations of digital asset business operators under the royal decree on digital asset
this regard, since the offenses relating to unfair securities and derivatives trading practices also constitute a predicate offense under the Anti-Money Laundering Act B.E. 2542 (1999) and related
securities companies. In this regard, since the offenses relating to unfair securities trading practices are also listed as a predicate offense under the Anti-Money Laundering Act B.E. 2542 (1999), the SEC has
board, resulting in the company?s loss. The auditor had also detected serious weakness in GEN?s internal control relating to such securities investment exceeding the approved amount. More details in the
country regulators are able to provide assistance in investigation and the exchange of information relating to violation of securities law;- At least two directors must be Thai nationals and reside in
paragraph of Section 281/2 to a fine not exceeding the damages or the benefit obtained but not less than 500,000 baht.On complaints relating NMG take-over as to whether or not relevant laws have been violated
alleged offenders to hear the charges. In addition, there was media coverage on complaints relating to the establishment of BTS Rail Mass Transit Growth Infrastructure Fund (BTSGIF) currently in the process