the considered case. 23 Clause 38 In order to ensure that the exercising discretion of the SEC Office under this Chapter is transparency and due process, prior to notifying suspension or revocation
terminated on the effective date of the revocation of approval. Clause 5. When the grant of approval of the SEC Office for appointment of an executive of the derivatives business operator is terminated due to
terminated on the effective date of the revocation of approval. (Translation) -3- Clause 5. When the grant of approval of the SEC Office for appointment of an executive of the derivatives business operator is
characteristics, the approval of the SEC Office shall be terminated on the effective date of the revocation of approval. (Translation) -3- Clause 5. When the grant of approval of the SEC Office for appointment of
TRANSLATED VERSION As of August 27, 2014 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. 37 Notification of the Capital Market Supervisory Board No. TorThor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries _____________________________ By virtue of Section 16/6 and Section 113 of the Sec...
, disposal period and amortization of repurchasing share (cancellation of treasury stock for reducing capital). 3.14 risk management and prevention It shall disclose objective and policy on financial risk
, accounting record policy and fact of resold of the securities company or the subsidiary company from the person or related business, disposal period and amortization of repurchasing share (cancellation of
, especially in manufacturing and tourism sectors, has marred deep by such dilemmas. Tourism industry has reported a dramatic decline of tourist arrivals and the rise of hotel booking cancellation during high