funds and mutual funds which could contribute to appropriate unit price setting and market-driven offering. Aiming to promote establishment of property funds and retail investors? benefits, the draft

appropriate audit evidence on the matters. The SEC therefore instructed PRO to rectify the financial statements, cooperate and satisfy the auditor of supporting information and documents, and then submit to the

for different risk levels and thus functions as a guideline for the business operators to give investors even more appropriate investment advices. At this juncture, the SEC wishes to invite all business

market confidence as a whole. The SEC and the ASCO have also agreed to revise the 2007 version of KYC/CDD and credit line review guidelines to be more appropriate and in line with current circumstances. In

forms in order to have sufficient information to supervise the aforementioned risks and to provide appropriate measures to respond to the case of such events, which could immediately slow down or

areas by considering suggestions from the private sector to make the regulations more appropriate. For example, (1) adding a provision to allow business operators to insure with the insurer that

opinion on the improvement of the regulations in order that the revised regulations will be appropriate for actual use.  In addition, SEC will coordinate with business operators to expand the investor

prospectus to ensure that investors would receive sufficient and appropriate information for their decision making without the misunderstanding that a term fund is a cash deposit in a commercial bank and

the criteria in order to keep it current.  Consideration is given to the fact that the rates of fee should be equivalent, simple, and appropriate for the capital market environment , for example

investment, and also build up immunity for themselves against fraudulent solicitations via a variety of tools for all ages. The tools have been designed to be compatible and appropriate for beginners who