parties shared similarility in their names and place of headquarters and also jointly worked on the same project. This counterparty had overdue payments as well as continuous and accumulated losses. In case

Bangkok, August 6, 2014 - The SEC, jointly with four leading business schools, organized ?1st SEC Working Papers Forum? where the Faculty of Commerce and Accountancy, Chulalongkorn University

{C}, investment consultants of a team, they jointly submitted the securities trading orders and informed the client afterwards. The client accepted the transactions while certain communication record

requirements may also sign the MOU along with the securities regulators in their jurisdictions. The signatories to the MOU target to implement the Framework by the third quarter of 2015. They will jointly issue

The SEC jointly with the Thai Bond Market Association (ThaiBMA) launched ?One Step Beyond with Bond Issue? project to encourage the businesses that have never raised fund through bond issuance.  Also

Bangkok, June 2, 2015 ? The SEC jointly with the School of Development Economics of NIDA hosted the 4th SEC Working Papers Forum, 2015 on ?Global financial market risks and financial plan for

Papers Forum, 2015.  The SEC jointly with NIDA hosted ?Thai Equity Fund Insight? at the 5th SEC Working Papers Forum, 2015 where the researchers of the SEC and the School of Development Economics, NIDA

good corporate governance in our markets. On Thailand side, the SEC and all related parties jointly put efforts in developing a better environment to foster the creation of good corporate governance

Arthur Robbirt, a British citizen, on account of jointly operating securities business without license.The SEC has been informed by foreign investors residing in Thailand that Global Consultant ? located

Bangkok, February 28, 2013 ?  The SEC, the Thai Investors Association (TIA), and the Thai Listed Companies Association (TLCA) jointly reinforced the right protection volunteer campaign to fully