account the CRA registration and oversight programs implemented by IOSCO members. A-4 Like the IOSCO CRA Principles, the IOSCO CRA Code is also intended to be useful to all types of CRAs relying on a
management, designation, control, and supervision of policies of an applicant ; (b) duties concerning control, supervision, and administration of business units: investment consultation, investment planning
, control, and supervision of policies of an applicant; (b) duties concerning control, supervision, and administration of business units: investment consultation, investment planning, investment or capital
, control, and supervision of policies of an applicant; (b) duties concerning control, supervision, and administration of business units: investment consultation, investment planning, investment or capital
compliance and oversight framework in place, and to notify the SC of any occurrence of the non-compliance and any other events that have a material adverse impact on investors. • RRs must at all time satisfy
ดูแลได้อย่างตรงจุด (effective supervision) 19,143,000 5,377,882 28 28 บจ. มีคุณภาพแข่งขันได้ สามารถสร้างคุณค่าให้แก่กิจการอย่างย่ังยืน (ASEAN CG Scorecard) 5,000,000 - 29 การเสริมสร้างการก ากับดูแลกิจการ
movements, KBank is closely monitoring the situation and assessing possible impacts, placing importance on efficient risk management under the supervision of the Risk Oversight Committee, Market Risk
international standards, policies and best cyber security practices under the supervision of the Bank of Thailand. Along with this, service users have been continually equipped with beneficial knowledge via
that effective actions are taken in a timely manner to cope with a highly volatile market. KBank has also placed importance on efficient risk management under the supervision of the Risk Oversight
Accounting and Finance for the applicant; 2. the applicant can demonstrate that the assigned person in direct charge of the supervision of the accounting preparation under (6) or the personnel in Accounting of