changed by the operation of law governing merger of business of such person. In cases where the original payee has acted as the agent to collect and receive payments of debts incurred but there is a change
basis for calculating fee, including method of payment of fee or other benefit for the investment advisory company; (9) procedure of filing complaint, name, address, telephone number of the person or
securities company shall retain such record until all the procedures are completed. In the case where the advise, trading instruction or negotiation is made by telephone or via electronic means, the securities
is made by telephone or via electronic means, the securities company shall keep the records of such transaction by using tape recorder or electronic data recording device. Clause 14. A securities
this market group has been increased during year 2020 to 2021. • Product sales channel through Telesales by selling products via telephone contact with new and small customers, accounts for less than one
retain such record until all the procedures are completed. In the case where the advise, trading instruction or negotiation is made by telephone or via electronic means, the securities company shall keep
from September 1, 2015 to December 31, 2015, after merger of companies Note : information from audited financial statement for accounting period ended Dec 31, 2016 4.2.4 Na Nimmann Company Limited
directors and executives of other businesses; (b) the juristic person is created from the merger of other businesses or the restructuring of other businesses; (c) the juristic person has acquired other
) the juristic person is created from the merger of other businesses or the restructuring of other businesses; (c) the juristic person has acquired other businesses; (d) the juristic person is related or
) the juristic person is created from the merger of other businesses or the restructuring of other businesses; (c) the juristic person has acquired other businesses; (d) the juristic person is related or