sister's for her trading account which Pisist had opened for himself. Later, he used the money to buy securities for his own interest.In addition, Pisist advised other clients to buy shares of a company

sister's for her trading account which Pisist had opened for himself. Later, he used the money to buy securities for his own interest.  In addition, Pisist advised other clients to buy shares of a company

inquiry official later notified that the acts of the four offenders were not an offense under such Law and therefore returned the cases to the SEC for criminal fining under Section 317 of the SEA.

licenses later if the applicant intends to undertake other types of securities businesses. The current licensing regime requires an applicant to submit an application according to the types of securities

information, {A} purchased 10,000 JASH16 Futures contracts whose underlying was the JAS stock before attending the Board?s meeting. JAS later disclosed the information on such dividend payment to the SET. The

(SEA).  The SEC will later work on details of regulations.2. LBDU licensees that submit orders for investment unit trading through members of the Stock Exchange of Thailand (SET) must comply with net

later informed his client of the trading orders already submitted. The client did not specify securities, amount and price but accepted the transactions. Making securities trading decisions on behalf of

criminal complaint against Suree and Chompoonuch for involving in KMC share price manipulation scheme during January 2 ? October 7, 1992. The public prosecutor later issued a prosecution order and filed a

criminal complaint against Sureeand Chompoonuch for involving in KMC share price manipulation scheme during January 2 ? October 7, 1992. The public prosecutor later issued a prosecution order and filed a

admitted that the client, at the beginning, had authorized him to make securities and derivatives trading decisions on her behalf. Also, the recorded conversation found later indicated that the client