Chantanayingyong, SEC Deputy Secretary-General, said Thailand currently faced a lot of crucial problems such as high household debts and low personal saving rates, exacerbating retirement plan problems while ageing
Cryptocurrency is a financial innovation that is exposed to high volatility. Investment in this digital asset thus requires knowledge and understanding and a risk profile that is not so sensitive
market personnel including new types of capital market personnel required to obtain the SEC?s approval due to their vital responsibilities having high impact on the clients. The approval will be applicable
because 77% of total share price had already been paid to the prospective seller, the proportion of which was relatively high comparing to the condition generally prescribed in sale contract. Due to its
time with high trading volumes. {A} admitted that the client allowed her to make trading decision under the pre-determined value. After trading, she notified her client via recording telephone.The client
into the communication records of {A} and her client and found that {A} had been authorized by her client to make derivatives trading decisions with high trading volumes. The client asked her to close
? behalf. With the said authorization, he traded with high trading volume for a period of time. {A} admitted to Maybank Kim Eng Securities that he used clients' User IDs and passwords to send trading orders
certificates will be limited to institutional investors or high net worth investors only; therefore, is exempted from the SEC?s approval.? ?To make investment in PE trust more attractive, the SEC will further
-W1 during the period that CIG-W1 had high cost and almost expired and eventually were all sold out during low price period. The said actions were in violation of Section 311 of the Securities and
during the period that CIG-W1 had high cost and almost expired and eventually were all sold out during low price period. The said actions were in violation of Section 311 of the Securities and Exchange Act