Annual Report 2010 ANN UAL REPORT 2010 SECURITIES AND EXCHANGE COMMISSION, THAILAND ASEAN ECONOMIC COM MUN ITY Vision S = Setting High Standard E = Ethical C = Committed Pro = Professional Mission Core value: SEC-Pro The SEC develops and supervises the Thai capital market to ensure efficiency, fairness, transparency and integrity. The SEC is to establish the Thai capital market as an important alternative for investors and fund raisers with an efficient mechanism for investor empowerment and, in...
the establishment of a fund shall submit an application in writing including the following supporting documents prepared in compliance with in the rules in Clause 15: (1) the fund project and supporting
the procedure and method as prescribed in the Licensing Manual for the Public, and notify in writing with regard to skeptical issues resulted from the ascertaining process for the applicant 1 Amended by
Approval _______________ Clause 14 The management company wishing to apply for an approval for the establishment of a fund shall submit an application in writing including the following supporting documents
Licensing Manual for the Public, the SEC Office shall ascertain the facts in accordance with the procedure and method as prescribed in the Licensing Manual for the Public, and notify in writing the skeptical
provided. These documents include a. the constituent documents of the issuer; b. every material contract referred to in the registration statement or, where the contract is not reduced into writing, a
Warrants in writing to the Company in the prescribed form (Exercise Notice) during the period of 5 business days prior to each of the Exercise Date from 9.00 am. to 15.30 pm. For the last exercise date, the
158,884,960.75 baht, on 635,539,843 shares with the par value of 0.25 baht. This is done by writing off unsold share of 18,960,157 shares which are stocks that are not sold under the warrant UREKA-W1. 1.2
2001, and other relevant notifications, except where the company filing the application for approval notifies the SEC Office in writing of its intention to comply with this Notification within the period