under the supervision of their primary regulators.?
.Determination of shareholding structure of the EXCO;4.Amendment to the securities law to abolish the monopoly status of the undertaking of exchange business; and5.Supervision of the EXCO under the amended
to the banking sector, local commercial banks, some of which are listed companies, are under close supervision of the Bank of Thailand. Investors should adopt a cautious stance but do not have to worry
would not only improve the efficiency of debt offering supervision but also lighten the loads of debt issuers and maintain appropriate protection for investors. For such proposes, the SEC Office is
interested public are invited to submit their views and suggestions to the Investment Management Supervision Department via phone at 0-2695-9640 or email at chanont@sec.or.th.
Earlier on 5 August 2021, the SEC Board Meeting No. 14/2564 approved the proposal for amending the regulations related to supervision of digital asset business operators whereby digital asset
services to protect investors’ asset and stringent supervision on asset separation to keep private funds safe without asking for the approval of being custodian again. Such move will improve flexibility
appropriate and sufficient personnel, communication system, customer service system, and internal supervision system, and these systems must be compatible with the additional technology apart from the
, and appropriate internal supervision system. Moreover, the systems must be compatible with the additional technology apart from the regulations in standard criteria for conducting business. The