the policy or the supervisory rules in effect at the time or to ensure the interest of investor protection, the SEC is empowered with rights to order the mutual fund management company to take any
Bitkub Online Company Limited Bitkub Online Company Limited (“Bitkub”), a digital asset exchange, failed to comply with the rules, conditions and methods of trading digital assets (trading rules
Bangkok, August 28, 2015 ? The SEC has amended rules governing issuers? qualifications to further enhance the efficiency in the securities public offering?s reviewing process of non-listed companies
' meeting Where a mutual fund management company invests in securities of a company as an asset of the mutual fund, the mutual fund management company shall comply with the rules to exercise the voting rights
management company The rules apply to the mutual fund that will invest in the targeting fund as follows: (1) The targeting fund shall not invest back to the invested fund (circle investment), and the invested
legal prosecution for an offense concerning property by a relevant agency https://www.sec.or.th/EN/Pages/LawandRegulations/Sukuk.aspx English (United States) Fees investment funds (FIFs) Additional rules
offense concerning property by a relevant agency https://www.sec.or.th/EN/Pages/LawandRegulations/Sukuk.aspx English (United States) Fees investment funds (FIFs) Additional rules for country funds
Prescription of additional rules Calculation and announcement of net asset values (NAV) Procedures for incorrect pricing Sale and repurchase of investment units Preparation of mutual fund reports Scheme