of violation. The SEC urges anyone who is affected by the damage incurred from making an investment with this group of persons to provide the ECD Police with additional information at 0-2237-1199 for
in such shares. As a result, the client was misled by the information and advice given by {A}, purchased such shares at the amount of 5 million baht, and suffered damage from the purchase.By giving
securities companies. Any transactions not ordered by investors themselves should be rejected or an objection should be made immediately to prevent potential damage
Following the client’s complaint regarding damage from block trading of single stock futures, the SEC’s further investigation revealed that during the month of October 2017, {A} failed to comply with
years because the confession and damage relief were considered extenuating circumstances.
therefore filed a criminal complaint with the ECD Police against G.O.L. (Thailand) and Jaray. In this regard, the SEC encourages any person suffering damage from investment with the aforesaid persons to
a criminal complaint with the ECD Police against these firms and the related persons. In this connection, any person suffering damage from investment with the aforesaid persons should contact the ECD
continues. SEC has therefore filed a criminal complaint against Artit with ECSD. Any person suffering damage from his acts should call ECSD at 0-2237-1199 to give information for pursuing further
-two-months/ Collateral damage from UST • Celsius Network bankruptcy, July 2022 • Three Arrows Capital bankruptcy, July 2022 • Voyager Digital bankruptcy, July 2022 • Compute North bankruptcy, September
persons. In any case, if the Username and the Password become known or used by any persons who do not have the authority or relevant responsibilities and such use causes damage, we shall assume the