and comprise a large number of affiliates, due to legal or commercial purposes, in order to add flexibility without causing an unreasonable burden on these companies. The main points of the new rules

trading decisions on the client?s behalf with internet trading username and password for trading from September 13, 2011 until the end of December 2011, causing losses in the client?s account of

trading username and password for trading from September 13, 2011 until the end of December 2011, causing losses in the client's account of approximately 600,000 - 700,000 baht. Since then, his client told

investors? decision-making, causing investors to overlook investment risks. The SEC is therefore in the process of amending the relevant rules and regulations to be more suitable for the industry environment

Investigation (DSI) for (1) failing to perform duties responsibly, carefully and honestly, (2) seeking unlawful gain for himself or other persons causing damage to the company, and (3) committing or permitting

anything, nor earned any returns as earlier claimed. She later evaded causing damage of some 6.94 million baht; 3. {D}, a bank officer, dishonestly used the branch manager's password to access the bank's

trading volumes were substantial or the share prices genuinely changed, and on a continual basis, causing the trading of such shares to be inconsistent with normal market conditions to induce the public to

changed, and on a continual basis causing the tradings of such shares to be inconsistent with normal market conditions to induce the general public to trade such shares. In addition, the trading orders were

investment units in the portion yet to satisfy the minimum of 5 year investment.The said action was a violation of conditions prescribed by the Revenue Department, causing the client to pay back tax deductions

18, 2008.In the case of Nattawut: Following Adkinson Securities Plc.?s report on a client?s complaint that Nattawut had made trading decisions on behalf of the client without authorization causing loss