an important first sign to consider whether or not a prespective company is worth investing. The SEC therefore requires immediate disclosure and reporting in case of severe damage, business

guaranteed while in fact such rate was only a condition for auto redemption, not an estimate return. In any case, TBANK has already paid a compensation for the damage incurred to the customer.The demeanors of

, causing the company to suffer damage, or a benefit to be gained for himself or other persons in violation of Section 89/7 and Paragraph 2 of Section 281/2 of the Securities and Exchange Act B.E. 2535 (1992

Properties directors and executives to perform duties responsibly with due care and integrity. Failure to do so may incur damage to Tangerine Properties assets, which may be liable to an offence and

from persons who were not the owners of the accounts or were not authorized in writing by the investors. Their acts caused damage to the clients during February – November 2018.The misconduct of the

following manners:             (1)  funneling damage incurred from investment among the clients of private funds by making cross-trade transactions of shares under trading suspension (SP) sign on a

damage client's assets. In case of {C}, the SEC received a report from securities company that had disciplined {C} after findings indicated that he had sent inappropriate trading orders in a manner that

? former investor contact, {B}, had sent trading orders through the client's account without record and evidence of trading orders. His misconduct caused damage to the client and the firm dismissed him from

institution who contributed to the damage or shared the responsibility for the damage incurred to such financial institution whose license was revoked, operation controlled or suspended due to a rehabilitation

amount of gain on foreign exchanges and other revenues. 16 ASIA’S BOUTIQUE AIRLINE Major components of other revenues are passenger ticket charges, excess baggage charges, breakage revenues on ticket