page of the summary of such article or research paper or at a nearby position which can be seen clearly. Clause 13. In making securities underwriting, a securities underwriter shall proceed as follows
a nearby position which can be seen clearly. 7 Clause 13. In making securities underwriting, a securities underwriter shall proceed as follows: (1) deposit subscription money into a securities
. In making securities underwriting, a securities underwriter shall proceed as follows: (1) deposit subscription money into a securities subscription account of an offeror or segregate subscription money
any circumstance that may materially affect the business operation; (2) specify supportive measures to ensure business continuity in the event that the service provider fails to proceed with the
underwriter shall proceed as follows: (1) deposit subscription money into a securities subscription account of an offeror or segregate subscription money from an asset account of the securities underwriter
article or research paper or at a nearby position which can be seen clearly. Clause 13 In making securities underwriting, a securities underwriter shall proceed as follows: (1) deposit subscription money
) management of information relating to clients’ assets . Clause 7 In undertaking custody of clients’ assets , a securities company shall proceed as follows: (1) give information and have its clients sign for
relating to clients’ assets. Clause 7 In undertaking custody of clients’ assets, a securities company shall proceed as follows: (1) give information and have its clients sign for acknowledgement of