employee responsible for the said duties to provide true and accurate information to the client. Clause 18 In considering a transaction of securities dealing with a client, a securities company shall specify
thereupon to an intermediary within 30 days as from the date when the SEC Office received the complete and accurate application together with the evidentiary documentation in accordance with the Licensing
thereupon to an intermediary within 30 days as from the date when the SEC Office received the complete and accurate application together with the evidentiary documentation in accordance with the Licensing
, accurate and complete in all respects. I also certify further that the said documents neither contain any false or misleading statement in materiality nor omission of any material statement that ought to be
………………………………………………… Considered by ………………….……………. (attachment) (if any) O No I hereby certify that all the information in this Statement of clarification and supporting documents are accurate, completed and true. (Signature
………………………………………………… Considered by ………………….……………. (attachment) (if any) O No I hereby certify that all the information in this Statement of clarification and supporting documents are accurate, completed and true. (Signature
client. Clause 13. A securities company shall keep accurate and up-to-date record of the client’s asset account. In case of amendment of the record, the securities company shall complete the amendment
securities company shall keep accurate and up-to-date record of the client’s asset account. In case of amendment of the record, the securities company shall complete the amendment within the same working day
management company within a reasonable period. In this regard, such information must be accurate and up-to-date, present neither misleading, distorted facts, nor material content that differs from such
investment units or to enter into a private fund management contract with the management company within a reasonable period. In this regard, such information must be accurate and up-to-date, present neither