(Loss) 0.40 6.01 (5.97) 23.30 Profit before tax 9.97 9.37 13.57 51.06 Net Profit 6.87 7.57 7.19 42.22 Total Revenues: An increase of 5.23% in revenues for the third quarter of 2019, while; 9 months period
Miss Manee Khemthong Between December 21, 2018 and June 1, 2020, Miss Manee Khemthong, at the time incident an Finance & Accounting Director responsible for calculated the net capital of AEC
AEC Securities Public Company Limited Between December 21, 2018 and June 1, 2020 AEC Securities Public Company Limited , as a securities and derivatives broker, failed to maintain the net capital
AEC Securities Public Company Limited Between December 28, 2018 and May 25, 2020, AEC Securities Public Company Limited, as a securities and derivatives broker, failed to maintain net capital in
capital that reflects risks associated with custody of clients’ assets and helps bring good risk management. Net capital (NC) requirement will be applied for the digital asset businesses. Such digital
submitted the report of the daily net capital (Form Dor Jor.1) to the SEC office later than the specified period. DAB Act S.30 Settlement Committee Meeting No. 1/2022 Settlement Committee Order No. 2/2022
Krungthai XSpring Securities Co., Ltd. Krungthai XSpring Securities Co., Ltd. (KTX) offered for sale newly issued securities in the category of of debt securities to high-net-worth investors on a
Asia Wealth Securities Public Company Limited Between February 23, 2021 and May 25, 2021 Asia Wealth Securities Public Company Limited, as a securities broker, failed to maintain the net capital (NC
net capital in accordance with the rules, conditions and procedures of the notification of the office of the Securities and Exchange Commission. SEC Act S.141 Settlement Committee Meeting No. 1/2023
procedures as specified in the notification by failing to put in place an effective debenture underwriting system to categorize High Net Worth investors. SEC Act S.116 Settlement Committee Meeting No. 4