investment decisions, and the measures for protecting the investors. In this regard, the SEC Office may specify an additional requirement for the applicant to comply with. Clause 13 In the case where the
been given by the SEC. 19 SECTION 60. At least two fifth of the board of directors of the derivatives exchange shall be persons capable of protecting the interest of members, investors or stakeholders of
been given by the SEC. 19 SECTION 60. At least two fifth of the board of directors of the derivatives exchange shall be persons capable of protecting the interest of members, investors or stakeholders of
ข้อมูล ซึ่งแบ่งออกเป็น 1. กลุ่มที่ถูกระบุโดยอัตโนมัติอยู่แล้ว เช่น รายละเอียด การ modify หรือ update ไฟล์ข้อมูล และชื่อ ผู้เป็นเจ้าของไฟล์ข้อมูล 2. กลุ่มที่แสดงระดับความส าคัญของข้อมูล ซึ่งอาจจัดท า label
flow. The 5th (bottom) performance quintile is omitted as baseline category. We modify their regression specification to include a dummy variable for funds that operated by bank-owned asset management
333/3 Viphavadi Rangsit Road, Chomphon, Chatuchak, Bangkok 10900, Thailand Tel: +66 1207 or +66 2695 9999 Fax: +66 2695 9660 e-mail: info@sec.or.th BU I L D ING BR IDGES INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2014 INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2014 BUILDING BRIDGES Securities and Exchange Commission, Thailand Securities and Exchange Commission, Thailand Contact Information This report is available for download on the SEC website: www.sec.or.th For more information, p...
participation in the making of key business policies; - ensuring the information disclosure of such companies is accurate and complete and in line with the disclosure rules of the Company with regard to, for
in the making of key business policies; - ensuring the information disclosure of such companies is accurate and complete and in line with the disclosure rules of the Company with regard to, for example
and understandable – to aid understanding by ensuring that disclosures are easy to navigate, read and research • Verifiable – to ensure information that forms the basis for disclosures is verifiable
-functioning capital markets, the SEC places considerable emphasis on ensuring the transparency, fairness and integrity of the Thai capital market. Implementation took on many levels, ranging from regulatory