material to {X1} Company share price. The purchases were made through trading accounts of his son in which Sumit was an authorized person. In late 2012, {A} learned of the information concerning {X1} Company
during April 8 - June 15, 2010, {A} {B} and {C} had purchased SPSU shares through securities trading accounts of {D} and {E}. The purchases were made in such a way that taking advantage of others by using
the benefit from his suggestion.The SEC also found Vorapin sold 318,500 TUCC shares in her own securities trading account during July 27-28, 2011 in such a way that taking advantage of others by using
as a chief legal counsel for KARAT?s takeover deal before it was publicly disclosed.Following the results from the investigation on the trading of Grand Asset Development Plc. ("GRAND") shares in 2006
Cryptocurrency is a financial innovation that is exposed to high volatility. Investment in this digital asset thus requires knowledge and understanding and a risk profile that is not so sensitive to investment loss. The SEC is therefore proposing to specify the qualifications of cryptocurrency investors to ensure proper investor protection mechanism in consistent with the level of risk related to the product. In essence, the public consultation is on the proposed qualifications of cr...
Bangkok, August 4, 2009 ? The SEC suggests that the Stock Exchange of Thailand (SET) separate securities companies? proprietary trading data from that of local institutional investors and exclude the
Bangkok, October 29, 2009 ? The SEC today has clarified that gold trading transactions with physical delivery and full payment of transaction value in which net settlement is not applied do not fall
. Before such information became public, Sinsathien had purchased PRO shares through the trading account of Sompis during January 11-31, 2007. His action was deemed using inside information to gain unfair
director and executive at the time of the offence, on the ground of insider trading. They were ordered to pay civil fines and return any gains from the offence.*Mr. Suphanan, however, sent a letter asking