Exclusion of Credit Rating Agency Business from Securities Business in the Category of Securities Investment Advisory
Rules, Conditions and Procedures for Controlling Operation of Securities Underwriting (No. 3)
Offer for Sale of Newly-issued Securities to Directors or Employees
Offer for Sale of Securities Issued by Foreign Company to Directors or Employees of Foreign Company or Conglomerate in Thailand
Provisions on Issuance for Sale of Sukuk and Disclosure of Information
Providing Compliance Unit of an Intermediary
Act or Omission to Act Which is Likely to Affect Tender Offer of Business
Determination of Additional Types of Securities (No. 8)
Determination of Securities Issuer Deemed as a Company
Rules, Conditions and Procedures for Establishment and Management of Carbon Fund