therefore suspended the approval for {A} as a capital market auditor for six months, starting from 19 January 2022. ________________________
) and organizations of capital market business operators. This aims at preparing Thai capital market?s infrastructure to be more responsive to global changes, enhance flexibility of supervisory structure
Bangkok, September 18, 2014 ? The SEC imposed additional requirements on new principle valuers for transactions in capital market that they must pass examination and be interviewed by the SEC. The
The SEC supports and promotes sustainable investment on a continued basis, emphasizing the importance of business operation and investment in the Thai capital market that takes into account every
trading orders made in the trading room, a violation of Clauses 20(3) of the Notification of the Capital Market Supervisory Board No. TorLorThor. 3/2555 Re: Approval for Personnel of Business Operator to
นางสาวจอมขวัญ คงสกุล ผู้ช่วยเลขาธิการ สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) ร่วมเสวนาออนไลน์หัวข้อ “THAILAND: The State of the Green Bonds Market” โดยให้ข้อมูลเกี่ยวกับการดำเนิน
activities in the capital market from pre-trading to post-trading. Thus, business operators possessing useful innovations for investors will have the opportunity to participate in a regulatory sandbox in a
Pursuant to the existing regulations on approval for capital market business personnel, if any person who has obtained an approval from SEC but has not performed duties under any business operator
, the Derivatives Act B.E. 2546, the Trust for Transactions in Capital Market Act B.E. 2550 and the Emergency Decree on Digital Asset Businesses B.E.2561, which is the implementation of Section 13 of
สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) ร่วมมือกับสถาบันบัณฑิตบริหารธุรกิจ ศศินทร์ แห่งจุฬาลงกรณ์มหาวิทยาลัย (ศศินทร์) จัดงานสัมมนาวิชาการ “SEC Capital Market Symposium 2021