quarter of 2016 because they failed to present correct information on the liabilities incurred from the company's issuance of bills of exchange (B/E). KC is also required to have a special audit on such B/E

provide securities trading service to the account owner or the written authorized person. The SEC and RHB OSK found that {ก} submitted a number of securities trading orders in several clients? trading

months. Owing to the fact that {A}'s approved securities investment consultant status only lasts until December 31, 2014, his approved status was suspended until that date while the rest of suspension

financial instruments, how-to select investment policies and asset management companies, and performance assessment of asset management companies. Those completing APC will be awarded a certificate presenting

According to BBL’s inspection report and SEC’s further investigation, it was found that {A} had submitted false documents to the bank by signing on unit subscription orders for the client in order

, 2014 as a representative of the IOSCO Asia-Pacific Regional Committee.  SEC Secretary-General Vorapol Socatiyanurak said that this is a great chance for the SEC to contribute more to the work of the

, the WORLD’s Board of Directors and the Audit Committee believe that the aforementioned transaction will create more opportunities to raise fund on the Singapore Stock Exchange, which is a leading global

Prevention and Suppression of Technological Crimes (No. 2) B.E. 2568 (2025), the SEC has reported these platforms to the MDES. The MDES will restrict public access to them starting 28 June 2025.   In this

amendment of the regulations regarding issuing Transferable Subscription Rights (TSR) in order that listed companies will be able to issue TSR to the existing shareholders according to their shareholding

own assets to create financial freedom.”Currently 26 business operators have been approved by SEC and it is expected that the number will increase respectively. The approved business operators can