principal assets of mutual fund; "Exchange" means the Stock Exchange of Thailand; "major investor" means a person having any of the following characteristics: (1) persons who have acquired the initial units
otherwise specified in Clause 22, the preparation of the registration under this Chapter, an asset trustee may assign the Stock Exchange of Thailand or person who is authorized to provide service as the
the Stock Exchange of Thailand, the market price and the date on which the market price is used as reference price and a method of calculation of such market price; (e) name and address of securities
TRANSLATED VERSION As of August 27, 2014 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. 37 Notification of the Capital Market Supervisory Board No. TorThor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries _____________________________ By virtue of Section 16/6 and Section 113 of the Sec...
providing services relevant to renting or using area, as the case may be. “SET” means the Stock Exchange of Thailand. Clause 2 This Notificaiton: (1) contains regulations to be used in conjunction with the
increase of the capital under a general mandate may be carried out when it is clearly stated that the units will be allotted accordingly to the ratio and rules set out in the notification of the Stock
giving advice concerning the investment or procurement for benefit from mutual fund assets to management company in any types of fund; “Securities exchange” means The Stock Exchange of Thailand
Stock Exchange of Thailand; “Authorized person in private fund management” means the following persons: (1) Any person, who take responsibility in private fund management, from the position of private
; “Securities exchange” means The Stock Exchange of Thailand; “Authorized person in private fund management” means the following persons: (1) Any person, who take responsibility in private fund management, from
the Stock Exchange of Thailand (SET) or any other organised and regulated exchange in Thailand, e.g. ETF) Representative 20) Name of proposed representative in Thailand