been filed under Paragraph 1 above. (3) document demonstrating that the collective investment scheme is established legally under the law of the jurisdiction of the home regulator; (4) a letter
restrictions not more than three times of the equity (the same as applied for IFFs) 8. Information disclosure filing forms information disclosure at the minimum as specified by law the same criteria as
Constitution of the Kingdom of Thailand, so permits by virtue of law, and Clause 4 of the Notification of the Capital Market Supervisory Board No. TorChor. 19/2553 Re: Rules for Listing of Persons’ Names on
business is in the United States of America. United Kingdom For the purpose of UK law, the SICAV fund, which information is hereby disclosed, is a recognized scheme under section 264 of the Financial
solicitations occurred. Related Manuals/Guidelines Guidance on Host Economy's Law and Regulation relating to ARFP (for outbound only) Related Rules and Regulations Inbound The Notification of the Office
for a period sufficient to meet the needs of the firm or as required by law or regulation? If yes, Please describe the policies and procedures. 109
used in investment scams or fraud is being applied. • Question investment offers that appear too good to be true. • Report to the financial regulator(s) or law enforcement agency(ies) when an investment
ของการกระทำความผิด รวมทั้งได้ดำเนินการตามกระบวนการบังคับใช้กฎหมายที่เปิดโอกาสให้ผู้ที่ เกี่ยวข้องชี้แจงแสดงพยานหลักฐานตามสิทธิอันพึงมีก่อนพิจารณาดำเนินการ (Due Process of Law) เพ่ือให้ มั่นใจได้ว่าการ
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the law governing provident funds; Be it, therefore, enacted by His Majesty the King, by and with the advice and consent of the National Assembly, as follows: SECTION 1. This Act shall be called “the