, unless given a written order or consent from the client, on a case-by-case basis. 5 Clause 11 A securities company shall take necessary actions for its clients to obtain the rights and benefits arising
, unless given a written order or consent from the client, on a case-by-case basis. 5 Clause 11 A securities company shall take necessary actions for its clients to obtain the rights and benefits arising
of initial public offering of Trust’s units and the value of the acquisition of Trust’s units will not exceed THB 500.00 million and also approve the Company and/or subsidiary companies to obtain
eligible Green Projects. There are a variety of ways for issuers to obtain outside input to their Green Bond process and there are several types of review that can be provided to the market. Issuers should
to obtain independent and external verification as part of the reporting commitment for sustainability-linked bonds, as set out in section 4 of the SLBP. Such a verification should be provided at least
Investors may obtain access to non-public information relating to the Investee Companies and their securities which may have a material effect on the price of the Investee Company’s securities if disclosed
reporting on available scope 1, 2 and 3 emissions in all jurisdictions at least annually. Any omissions should be explained. Obtain third-party verification of emissions reporting. Portfolio Assessment
for fiscal year end closing process. The manual should contain a checklist of documents that the accounting department needs to obtain, the responsible party of each document, and the deadline to submit
periodically to the Securities and Exchange Commission, but the same information is also made available through their annual reports. We obtain data on fund holding in December 2016 from Morningstar database. In
collection. The Company also considers installment sales primarily for assets with low value to help facilitate repayment from buyers who have the ability to purchase but are unable to obtain financing from