, to be approved by the Board or Committee of the securities company, on the following issues: (1) the effective system of internal control and system to prevent conflict of interest; (2) risk management
securities company shall have a code of conduct in writing, to be approved by the Board or Committee of the securities company, on the following issues: (1) the effective system of internal control and system
short term hedge, is recognized through profit or loss (“FVTPL”) and, b) Cash flow hedge, the effective portion of changes in the fair value of interest rate swap contract, which is short term hedge, is
Re: Custody of Clients’ Assets by Securities Companies dated 4 January 2000 which have been in effect prior to the effective date of this Notification shall remain in full force to the extent that they
of the Securities and Exchange Commission No. KorThor. 4/2543 Re: Custody of Clients’ Assets by Securities Companies dated 4 January 2000 which have been in effect prior to the effective date of this
of the Securities and Exchange Commission No. KorThor. 4/2543 Re: Custody of Clients’ Assets by Securities Companies dated 4 January 2000 which have been in effect prior to the effective date of this
client segment while maintaining an effective risk management and credit monitoring and control. For Private Banking, the goal is to grow the business by capitalizing on capital market group’s expertise in
household sector increased due to the rush to transfer home ownership before the effective date of the revision of the housing loan regulation (LTV measure) on April 1, 2019, but demand for auto-leasing
client segment while maintaining an effective risk management and credit monitoring and control. For Private Banking, the goal is to grow the business by capitalizing on capital market group’s expertise in
channels to reach targeted client segment while maintaining an effective risk management and credit monitoring and control. For Private Banking, the goal is to grow the business by capitalizing on capital