liable to account for the ill-gotten profits. However, a fiduciary duty does not imply that the person must place their client or investors’ interests before their own. INVESTMENT ADVISOR COMPANY: WHO IS
regulators and financial institutions to build capacity to grow together To scale up the Sustainability and Green Financing 5 STAKEHOLDERS AWARENESS o Company level, investors, and consumers NATIONAL POLICY
million baht: (1) Keeping the client’s assets in its possession ; (2) Investing in or holding securities for investment by the securities company itself; (3) Bearing a https://www.sec.or.th/EN/Documents
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hardcopy submission, (2) discontinuation of reports to the https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9132 Property Fund Prospectus - COMF : COMMERCIAL PROPERTY FUND BBL ASSET MANAGEMENT COMPANY
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client’s assets in its possession ; (2) Investing in or holding securities for investment by the securities company itself; (3) Bearing a https://www.sec.or.th/EN/Documents/ActandRoyalEnactment/Act/act
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