the owner or beneficiary of a collective investment scheme established under foreign law, either in the form of company, trust or any other form. Clause 3 A licensee shall pay to the SEC Office a fee
the owner or beneficiary of a collective investment scheme established under foreign law, either in the form of company, trust or any other form. Clause 3 A licensee shall pay to the SEC Office a fee
ASEAN non-IOSCO/WFE ตามแต่ละ ประเภทของกองทุน เป็นดงัน้ี กรณี MF PF และ PVD ใหจ้ ากดัการลงทุนใน ASEAN non-IOSCO/WFE อยูใ่นอตัราส่วน junk limit กล่าวคือ (1) Company limit : ทั้งกรณีตราสารท่ีจดทะเบียน
shareholder of the Audit Firm is a company, please specify the major shareholder of that company in order that the SEC Office will have the information of the natural person who is the ultimate shareholder of
of the ultimate shareholder of the Audit Firm. If the major shareholder of the Audit Firm is a company, please specify the major shareholder of that company in order that the SEC Office will have the
personal data submitted via a system by a company or agent assigned by you, or prepared and submitted by the company to the SEC Office: Invitation letters for seminars, circulars, announcements; The
case of foreign ETF established by an investment company, the Memorandum of Association and the Articles of Association, or documents demonstrating establishment of company under the law of the
holder as the owner or beneficiary of a collective investment scheme established under foreign law, either in the form of company, trust or any other form. Clause 3 A licensee shall pay to the SEC Office a
responsibility of audit committees to certify the related relationships that could lead to any indirect control on the company. Page 7/40 Research Objectives • How to investigate the free float of listed SET
understanding the drivers of company growth. • Advocate for increased disclosure and database development for ESG and intangible capital. For policymakers & Regulators • Voice over for better understanding on