/ >> Disclosure   Type Title Section See Document Status Notified Date Effective Date 1. Act   Securities and Exchange Act 2535   108 12/03/1992 16/05/1992 2. Act   Securities and Exchange Act 2535   133 26/12/1999

Fund Selling Representative   Type Title Section See Document Status Notified Date Effective Date 1. Act   Securities and Exchange Act 2535   100 12/03/1992 16/05/1992    Contact The Securities and

Manager Business >> Executives of asset management companies and personnel in asset management business   Type Title Section See Document Status Notified Date Effective Date 1. Act   The Derivatives Act B.E

from the effective date of this Notification to 31 December 2018; (2) thirty-five million baht from 1 January 2019 to 31 December 2021; (3) fifty million baht from 1 January 2022 onward. In the case that

Exchange of Thailand dated 18 May 1992 which have been in force prior to the effective date of this Notification shall remain in full force to the extent that they are not inconsistent with nor contrary to

proper development or accurate solution as well as effective and practical regulations. Moreover, the SEC organization will be restructured to enable the end-to-end process to support the plan

consultant for 3 months, effective from June 26, 2015. The investment consultant cannot make trading decision on client's behalf regardless of the client's permission. If the client submits trading orders via

 {A} from the duty as the approved securities investment consultant for 4 months, effective from April 23, 2015.  As the suspension was deemed as the 2nd category of prohibited characteristics of

Stock Exchange of Thailand, after the SEC regulation on cross-border equity offering became effective in 2015. DR is also another financial instrument that has been received with great interest by the

distribution of weapons for mass destruction are effective and recognized internationally.  DSI Director-General Pol. Col. Paisit Wongmuang said: “Over the past 15 years, the SEC and the DSI have been