Approval of Appointment of Person as an Executive of the Securities Company or the Derivatives Business Operator (Form as of 1 July 2006) 13. Report/Form (Notification of Securities and Exchange Commission
Commission) Form 104-1/OrPor 24-1 Application for an Approval of Appointment of Person as an Executive of the Securities Company or the Derivatives Business Operator (Form as of 1 July 2006) 13. Report/Form
of Thailand Ingress Industrial (Thailand) Public Company Limited (“INGRS”) would like to provide an explanation on the consolidated financial statements of the Company for the 2nd quarter ended 31 July
Exchange of Thailand Ingress Industrial (Thailand) Public Company Limited (“INGRS”) would like to provide an explanation on the consolidated financial statements of the Company for the financial year ended
. − ✓ − 5 Manager of securities company or person with the highest responsibility in the work unit related to capital market.2 − − − 6 Fund manager. − − − Remarks: 1 The eligible courses must meet any of the
planner by the lead regulator in a country recognized by the SEC Office. − ✓ − − 6 Manager of a securities company undertaking derivatives business or person with the highest responsibility in the work unit
applicant for approval of trust manager is a company with the main business objective to act as the trust manager, its directors must meet the following criteria: (a) there shall be at least two directors who
years; (3) a bar from serving as a director or executive in a listed company or a securities company for up to 10 years; and ( 4) a reimbursement of investigative expenses incurred by the SEC. A
Officer (CEO) may hold the position at only one company while director may hold the position at up to five companies, etc. This is to allow executives of intermediaries to allocate sufficient time to
Bangkok, 27 June 2019 – This is in reference to the SEC Office’s order imposed by virtue of Section 58(1) of the Securities and Exchange Act, for Energy Earth Public Company Limited (EARTH) to