information to sell IFEC shares, to pay civil penalty and compensation for the benefits gained from committing the offense. However, Suphanan did not agree to comply with the civil sanction. Later, on 27

. An exception is for the mutual fund that offers all investment units to non-Thai residents (country fund). In this case, the management company shall prepare the financial statements in conformity to

of the Office. 2Clause 15. If it is necessary for the management company to temporarily manage the liquidity of any open-end fund, the management company may borrow money or enter into a repurchase

The Securities and Exchange Commission UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. The

received from committing the offense, which is the highest legal penalty specified by law, at the amount of 16,288,454 baht, (2) a compensation for the benefits that the defendant received or would have

trading accounts regularly, as prepared by the responsible securities companies, and not to fall for promises of guaranteed returns because investment in the capital market could either yield profits or

first place. The clients therefore suffered damage.The 10 investment consultants worked for five securities companies, namely: (1) Capital Nomura Securities Public Company Limited, (2) Kasikorn Securities

Exchange of Thailand Fancy Wood Industries Public Company Limited would like to clarify the Company's overall operation for the year ended December 31, 2017, which have been audited by the Company's auditors

Bangkok, February 27, 2015 ? The SEC will issue the regulations to promote more financial product variety and thus widen investment choices on foreign securities for investors in Thailand. Prakid

Bangkok, September 17, 2015 ? The SEC revealed that the Settlement Committee imposed a total fine of 2,820,000 baht on Ratanachai Phatinavin, an executive of Eastern Star Real Estate Public Company