SorThor/Nor. 26/2545 Re: Prescribing Factors in Considering the Seriousness of Behavior as Prohibited Characteristics of Persons who are or will be Major Shareholders of the Securities Companies. 23/05
: S.T.Management (2013) Company Limited Connected Company 3. The general characteristics of the transaction Lease of assets one year 4. The details of the assets involved : 4.1 Assets other than securities - The
hundred million baht for: a. securities dealing business; b. securities underwriting business; c. any other type of securities business with the following characteristics: 1. keeping the client’s assets in
of the untrustworthy characteristics. _______________________* PTL financial year 2016 begins on 1 April 2015.** The https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7411 SET, ASCO and TBA join
trust as a vehicle to support investment in environmental projects. The key characteristics of this Green Investment Trust are summarized as follows: (1) The investment policies shall be indicated to
capital, in line with the regulations for complex and high-yield debt instruments of similar characteristics. Additionally, the SEC has proposed amendments to the process of changing the use of proceeds and
prohibited characteristics of personnel in the capital market business under Clause 31(1) of the Notification of the Capital Market Supervisory Board No. Tor Lor Thor. 8/2557 Re: Rules on Personnel in the