trade volume of Thai Enger Holding Public Company (TIGER) with intention of getting the price of TIGER stocks to be higher than IPO price. SEC Act S.244/3(1)(2) in conjunction with Section 83 of the
trade volume of Thai Enger Holding Public Company (TIGER) with intention of getting the price of TIGER stocks to be higher than IPO price. SEC Act S.244/3(1)(2) in conjunction with Section 83 of the
trading such share which was not consistent with normal market conditions in order to lure general public to trade such share. SEC Act S.243(2) Settlement Committee Meeting No. 3/2016 Settlement
information about the funds’ investment plans to trade securities for her personal or other persons’ gains (front running). The Criminal Court dismissed the lawsuit. SEC Act S.315 in conjunction with 311
นายสุนทร บุญเนื่อง นายสุนทร บุญเนื่อง ในฐานะกรรมการของ Bill Trade Co.,Ltd. ซึ่งประกอบธุรกิจหลักทรัพย์ประเภทนายหน้าซื้อขายหลักทรัพย์โดยไม่ได้รับอนุญาต โดยเป็นผู้สั่งการหรือกระทำการของบริษัท จึงเข้า
and according to target. In 3Q19, growth in the Thai economy decelerated primarily driven by a decline in export growth from world-trade sluggish effecting from Trade War. However, the Thai economy is
As SEC has made an amendment to Section 185 of the Securities and Exchange Act, effective 17 April, the amended Section stipulates that SET-member securities companies are able to trade listed
clients An intermediary shall compile [i] sufficient information relating to clients in order to identify the clients and [ii] other information for supporting its properly provided services; (10
intermediary shall compile [i] sufficient information relating to clients in order to identify the clients and [ii] other information for supporting its properly provided services; (10) communications with
a client and another client; (8) clients’ interests An intermediary shall pay regard to the interests of its clients and treat them fairly; (9) know your clients An intermediary shall compile [i