supporting documents via electronic system (OFAM) without the requirement for hardcopy submission to SEC; (5) Improving guidelines for supervising compliance of securities brokers and dealers of non
security of business operators and service quality for consumers.The DEPA will render cooperation in promoting and supporting the development of potential and channels for digital startups and small and
legal execution against offenders. It is the integration of collaboration between the three agencies, supporting the functions of each agency including exchanging information, knowledge and expertise in
the National Statistical Office.Given such circumstances, the employers should play a greater role in supporting their employees? retirement savings through a well-planned PVD that offers various member
Thailand for raising awareness in capacity building and development to be on par with international standards and for supporting the CFA Institute Research Challenge,? revealed SEC Secretary-General Vorapol
in supporting Thailand competitiveness in the international arena, in particular preparation for the upcoming ASEAN Economic Community (AEC) and hopes that Thailand will become a gateway for foreign
approval and decline of approval for the above matters with respective supporting reasons and the opinions of the bondholders’ representative. The bondholders are, therefore, encouraged to thoroughly
other similar supporting services; “Office” means the Office of the Securities and Exchange Commission. Clause 3. Except as provided by Clause 5, a securities company may use back office service from any
for securities company; “Back office” means operation, accounting and finance, information technology concerning to client information, internal audit, compliance or other similar supporting services
other similar supporting services; “Office” means the Office of the Securities and Exchange Commission. (Translation) -2- Clause 3. Except as provided by Clause 5, a securities company may use back office