(Thailand) Co.,Ltd. (“DBS”), shall be liable for DBS’s failure to put in place a sufficient and effective systems of operation, control and risk management of derivatives broker which violated section 113 of
Upbit Exchange (Thailand) Company Limited Upbit Exchange (Thailand) Company Limited (“Upbit”), a digital asset exchange and a digital asset broker, prepared and submitted the inaccurate audited
Bitazza Company Limited Between June 22, 2022 and January 30, 2024, Bitazza Company Limited, a digital asset broker, failed to comply with the rules, conditions and procedures as specified in the
Oversea Bullion International Trading Company Oversea Bullion International Trading Company conspired with other alleged persons to operate derivatives broker businesses in Thailand under the name of
WSD Financial (NZ) Ltd. WSD Financial (NZ) Ltd. conspired with other alleged persons to operate derivatives broker businesses in Thailand without proper licenses granted violating Section 16 of the
Mr. Riaz Patel Mr. Riaz Patel (New Zealand nationality) conspired with other alleged persons to operate derivatives broker businesses in Thailand without proper licenses granted violating Section 16
Mr. Abdul Rashid Mr. Abdul Rashid conspired with other alleged persons to operate derivatives broker businesses in Thailand without proper licenses granted violating Section 16 of the Derivatives Act
Q-Mee Corporation Company Limited Q-Mee Corporation Company Limited operated derivatives broker businesses in Thailand without proper licenses granted violating Section 16 of the Derivatives Act B.E
TMB Leasing Company Limited TMB Leasing Company Limited operated derivatives broker businesses in Thailand without proper licenses granted violating Section 16 of the Derivatives Act B.E.2546 (2003
broker businesses in Thailand without proper licenses granted violating Section 16 of the Derivatives Act B.E.2546 (2003). In addition, the operation constituted public frauds contravening Section 343 of